Translations of Taiwan securities laws and regulations updated (May-June)

The following updated or new translations by Winkler Partners were recently published on Taiwan’s official portal for securities-related laws and regulations:

  1. GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies
  2. GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities
  3. GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies
  4. GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities
  5. GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM-listed Securities
  6. GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM
  7. GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for GTSM Listing
  8. Model Money Laundering Control Guidelines for Securities Firms
  9. Operating Rules for Securities Lending by Securities Firms
  10. Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC)
  11. Regulations Governing Implementation of the Market Surveillance System for Securities Traded on the GTSM
  12. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
  13. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
  14. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
  15. Regulations Governing the Preparation of Financial Reports by Securities Firms
  16. Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants
  17. Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers
  18. Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers
  19. Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers
  20. Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms
  21. Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants
  22. Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies
  23. Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies
  24. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
  25. Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
  26. Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction
  27. Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings
  28. Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules
  29. Taiwan Stock Exchange Corporation Standards Governing Securities Firm Sites and Facilities
  30. Chinese National Futures Association Model Notice for Money Laundering Control for Futures Trust Enterprises and Managed Futures Enterprises
  31. Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings

The Winkler Partners Translation Department has produced the English translations of securities laws and regulations for the portal since 2002. The portal is updated twice a month with new and revised content.
Currently, the site contain 1,463 securities laws and regulations, 540 of which have been translated into English.  The site also contains 6,269 administrative letters of interpretation and 1,487 court judgments.